At the Indo-Tibetan Interface
The Newars constitute a community whose ancestral home is the Kathmandu valley. Only a few centuries ago, before the creation of modern Nepal , the valley was known as Nepal ; and it has lent its name to the larger polity today known as Nepal . The intimate link between the valley and the term Nepal is also reflected in the fact that in Nepali, the modern national language, the Newari language is known as Nepal Bharsa, and in Newari it is known as Nepal Bhaye. Both terms mean the “language of Nepal .”
The origin of the term Newar is not yet fully established. According to D.R.Regmi “... Newar is a comparatively new term. It came to be used for the inhabitants of the valley about the 17th century. The Jesuit and Capuchin visitors used the word in the same context. The first Nepalese record to use the term is one of Pratapamalla’s inscription [sic] which is dated NS 774.”(Regmi 1969:14) However, Regmi also points out that this only refers to use of the term in preserved records and that the term probably was used much earlier and then “... meant one who lived in Nepal .” (Regmi Ibid.) Then, it should have meant simply an inhabitant of Nepal .[3] As the first syllable in both words is the same, it is generally assumed that the word Newar has been derived from Nepal .Today, the term Newar is used to designate those who have Newari as their mother tongue or are the offspring of such persons, e.g., descendants of Newari migrants who have forgotten the Newari language but, nevertheless, are identified as Newars in relation to other ethnic groups. The Newars themselves sometimes say that those who observe Mhapuja are Newars and that those who do not are not Newars. Mhapuja (worship of the body) is intimately connected to the Newari calendar and is the first rite of the Newari year ( Nepal Sambat). Normally, it falls on the full moon of November. The Nepal Sambat calendar is peculiar to the Newars. It prescribes a number of rituals and festivities which are not observed by other Nepalese people, although there are many which also do coincide with, have the same significance as, and closely resemble those observed by Non-Newars, e.g., Tihar, Sivaratri, Holi, Satya Narayan and Dussein. Thus, in Nepal one can distinguish different ritual levels. Certain rites and festivities are observed by most Nepalese people and can be called national, whereas others are peculiar to the different ethnic groups.
The origins of the Newars are shrouded in mystery. Levi has proposed that the Newars may have migrated to the Valley from the region north of the Himalaya .[6] Fürer-Haimendorf writes: “there is every reason to believe that the bulk of the Newar people has been settled in the Nepal Valley since prehistoric times.”(1956:15) According to K.P.Malla “[t]he aboriginal people of the Valley were possibly Austroasiatics who were later assimilated by the Mongoloid Kirats.”(1979:132) Among scholars there seems to be consensus that the Newars can be traced back to the ancient Kiratas, who inhabited the valley two millennia ago. Not much is known about the Kiratas.[8] The Kiratas fought wars with the Indo-Aryan invaders and are mentioned in the Mahabharata. The Kiranti tribes, the Rai and the Limbu of East Nepal, are thought to be descendants of the Kiratas. The Kiratas were followed by the Licchavis who founded a dynasty and left the earliest sources[10] thus far discovered, inscriptions from the fifth century A.D. There is also agreement that the Newars and the valley have been repeatedly invaded by other people from the surrounding hill country and the Gangetic plains. The invaders were attracted to the valley by its rich alluvial soils, its urban riches, and the chances for spoils.Some of the invaders founded new dynasties; most prominent of these were the Malla dynasties, which are thought to have come in the l2th century from Tirhut in Bihar . These early immigrants tended to become newarized: they assumed cultural patterns from the Newars and adopted their language, making it their own. After some generations such immigrants or invaders would be more or less indistinguishable from the original inhabitants. However, some (e.g., the Jha caste) also retained many social and cultural traits of their own, a process which has been facilitated by the caste system. This is certainly an important part of the explanation for the great variety among castes and localities that one encounters in Newari culture.
The Newars speak a Tibeto-Burmese language which indicates their affinity to other Nepalese tribes and castes who also speak such languages, for instance, Tamang, Gurung, Magar, Rai, and Limbu.However, there are several important aspects of Newari culture which differentiate it from these to such an extent that it would be grossly wrong to put the Newars squarely in the same category. Firstly, the Newars have a well-developed script of their own, as well as a large body of literature, mainly of religious character. The Newari script fell into disuse during the 19th century. Today it is, generally speaking, only known by some members of the priestly castes and Newars who have a keen interest in Newari history and culture. However, this does not imply that Newari is no longer a written language. Modern Newars use the devanagri script. There are several Newari authors, both of short stories and poems, literary societies, Newari language conferences, treatises on Newari culture, and one daily newspaper. Secondly, the Newari language, as well as Newari society, have become deeply sanskritized, i.e., penetrated by words and idioms of Indian origins, although its grammar is of Tibeto-Burmese character. This particularly applies to its literature. According to Kamal Prakash Malla:
[a]lthough Newari is a Tibeto-Burman language by stock, its literary dialects are deeply influenced by the Indo-Aryan [sic] dialects, models, and traditions. Just as Newar social and cultural systems are a product of a fusion of two streams, similarly classical Newari literature is a most tangible evidence of the symbiosis between a Tibeto-Burman language and the Indo-Aryan literate culture.(Malla l982:4)
The Sanskritic influence is not a novelty which has come in the last centuries. The Licchavi rulers already used Sanskrit in their inscriptions, although they relied on “a Non-Sanskrit vocabulary for many administrative terms, personal names, and more than eighty percent of the place names,” some of which are still in use “with little change, frequently as alternative names employed exclusively by Newari speakers.”(Slusser l982:10) Newari first appeared as a written language 1173 A.D..
The sanskritization has been a slow process. It began during the Licchavi era when Sanskrit was the official language recorded in many surviving inscriptions. Then, during the transitional period between the Licchavi and the Early Malla epochs, Sanskrit was still significant. Its significance increased further with the Malla period when the rulers were explicitly Hindu, although the Mallas also patronized Buddhism. During this period Newari became a literary language with its own characters. In the era following Prithvi Narayan Shah’s conquest, when the valley became part of a greater Nepal , the Newars to a large extent learned Nepali, and Sanskrit has continued to be the ideal language of the conservative literati, although Hindustani and English have been important, too, as conveyers of new influences. Through Hindustani words of Persian and even Arabic origin have also entered Newari and Nepali.
Physically the Newars represent an extreme mixture. Their facial types vary from the Mongolian to the Indo-European. The Newars themselves have different theories about their origins; some think they are the descendants of the Kirata(s), while others claim that they have migrated to the valley from Malabar in southern India . The foundation for the latter claim is the similarity between the word “newar” and “nayar,” the implication being that the Newars were somehow related to the (formerly) martial Nayar caste of Kerala. Still others claim to be descendants of immigrants from the region presently known as Bihar on the Gangetic plains. This claim can be verified for certain groups of high caste Newar Hindus, notably the Jha Brahmans and possibly certain other groups of the Brahman and Shrestha castes. However, even these groups have to a large extent intermingled with the earlier inhabitants. Thus, the Newari society has to some degree been a crucible, a melting pot, in which various influences have been synthesized. Apparently, the later one delves into the history of the valley, the more dissociative outside influences have been; the recent trend has been away from absorption and synthesis towards “casteism” and cultural pluralism. To continue the metaphor, the melting pot has been replaced by vegetable soup.
The Newars’ own explanations of their origin vary, depending on caste and individual sophistication. Some castes, e.g., the Jha, know that their ancestors once migrated to the valley, whereas the Uray know that many male children in the caste have had Tibetan mothers. The Acharyas are thought according to the Newars, to have their origins in Karnataka. That various immigrant groups have mixed is common knowledge. Even if one belongs to a group which traces its origin from present day Indian territories, the Kiratas tend to be regarded as the proto-Newars.
The two major religious currents, Vajrayana Buddhism and Hinduism, offer two differing myths to explain the origin of the valley’s civilization. The Buddhists maintain that the valley was once a lake which Manjushri drained by the sword, whereas, Brahmanical accounts claim that the valley originally was the land of Gods (Devpuri). However, in my experience, the Newar Hindus also accept the myth of Manjushri as the founder of the valley’s civilization.
According to the view of the Nepalese Buddhists, history begins in gigantic heavenly cities, populated by Gods, demigods, and living Buddhas who converted hundreds of thousands to become ascetics who came to the valley on pilgrimages to worship the self-existent (Svayambhu). It is noteworthy that in Buddhist mythology there is a process of degeneration. Life begins in a golden age where people lived for millennia and winds down to the present painful existence. There are also a number of factors which, it is interesting to note, are regarded as given from the beginning; the urban life style and the monarchy are of divine origin. However, Mahachin does not, according to Hasrat, refer to China but was situated in Assam , although “the Buddhists of Nepal at the present day consider Manjushri a North man, a Tibetan in fact.”(1970:5) Indeed, Manjushri’s land of origin, Mahachin, may be a conjunction of Maha (Sk. great) and Chin ( China ).
The Hindu origin myth is rather pastoral and places Pashupati in a central position. This myth also accounts for golden ages which preceded the human era.
Here commences the reign of human or mortal Rajahs thus: In one of the jungles called Slekhamaviti was buried the image of Pashupatinath under the ruins of his own temple. This image was brought to notice and dug out thus, a Brahman inhabitant of Kirtipur had a cow named Kapila which used to go there to stream her milk on the heap, where the image of Pashupatinath, lay hidden. This was perceived by Gopala the Brahman, who to satisfy his curiosity removed the material of the ruined temple when he found the image of Pashupatinath, which he worshipped in a temple. Afterwards Ne-muni came, there and bestowed the sovereignty of Nepal on Gopala who accepted it with reluctance. He was named Bhumagat. He died the 88th year of his age. While he was reigning Pashupatinath used to assume the shape of a Kirante and go to amuse himself in the jungle of Slekhamaviti.(Hasrat 1970:33)
The last sentence is particularly interesting, as it indicates a bridge to the Kiratas who are generally agreed to have been the valley’s first inhabitants. Indeed, according to Sylvain Levi, Pashupati may be an ancient tribal God who has been metamorphosed into a variant of Siva with the rise of Brahmanism.
Comparing the Buddhist and Hindu origin myths, it is notable that the Buddhists recount an origin in heavenly cities and that the city Manjushri came from is Mahachin, whereas the Hindus ascribe their origins to cowherders who only reluctantly became kings. This reflects generally held attitudes. The Buddhists do not regard trade and other business as degrading but, on the contrary, as natural activities, whereas the Hindu traces his descent from cowherders. Indeed, orthodox Hindus tend to regard trade and other mercantile occupations as somewhat lowly and ideally prefer agriculture and cowherding. Nevertheless, Hindu Newars are very much engaged in trade. The neglected state of the temple is also indicative. It may signify that a period of chaos prevailed before the advent of the Gopala. However, one should not exaggerate the differences between the two creeds. Pashupati as well as Svayambhu are revered by both. Manjushri is said to be an incarnation of Visvakarma,[30] who is a Hindu deity (architect of the Gods), which indicates the closeness of Hindu and Buddhist traditions. It is also noteworthy that the Buddhist imagine the roots of their civilization to be in the north, a fact which points towards awareness of their Tibeto-Burmese origin.
Slusser has divided the valley’s history after the little-known Kirata period into seven eras: 1) Licchavi, ca.300 to ca. 879 A.D.; 2) Transitional, ca. 879 to 1200; 3) Early Malla, 1200 to 1382; 4) Late Malla, 1382 to 1769; 5) Shah, 1769 to the present, but interrupted by the loss of power for a century; 6) Rana, 1846 to 1951, when a local family usurped the power but not the throne of the Shahs; and 7) Shah “restoration,” 1951 to the present. One notable thing is that during these eras the contacts with the cultures of the Gangetic plain have been important. The Licchavi rulers were already sanskritized. Their precise origin is not established, although it is generally accepted that they had their roots in present day Bihar . Surviving inscriptions give evidence that official documents were written in Sanskrit. During the Licchavi period the valley is said to have been under the sway of the Tibetan king Srongtsen Gampo for a short time, and both Newars and Tibetans popularly believe that a Nepali princess who was sent him as wife, together with her Chinese co-wife, converted him to Buddhism, thus initiating the conversion of Tibet .
Buddhism has existed in the valley side by side with Hinduism and had its heyday during the transitional period, when Vajrayana Buddhism developed and established several important centres in the valley. Then, the valley became more Hindu oriented again, paralleling the development on the plains. According to legend, Shankarcarya, the Hindu reformer, is said to have visited the valley and defeated the Vajrayana priests who were responsible for the worship of Pashupati, whereafter he drove them out of the temple and substituted Brahmans. This legend reflects a Hindu revival and corresponds to a similar development on the Gangetic plains, where Buddhism declined during this period. It is still said that the Buddhists had defiled the God by throwing their refuse over him; they had reversed the sacrificial order, taking the offerings first themselves and then throwing the refuse onto the God.
The Malla period can be divided into two stages, early Malla (1200 to 1382 A.D.) and late Malla (1382 to 1769 A.D.). During the former the political centre seems to have been weak and even lacking at times. The era ends with the ascension of Sthithi Malla to the throne. Sthithi Malla centralized the government and, according to popular belief, introduced a legal code which divided the populace into castes.[36] Little is known about the early Malla period; not even the kings’ names are known with certitude. During this period contact was also maintained with China and Tibet , as both domains shared an interest in Buddhism with the inhabitants of the valley. Indeed, “Tibetans still turned to Nepal as a source of Buddhist cult objects,” and Nepalese artists even went to build temples in Tibet.(Slusser 1982:7) Most famous and still widely known in Nepal, I can attest, was Aniko, “who at the instance of Kubilai Khan was brought to Tibet with a retinue of craftsmen to construct a golden stupa.”(Slusser 1982:71)
The later Malla period saw the development of a high level of artistic achievement. Most of the famed pagoda-style temples and Newari architecture as we know it today developed then. During this period the trans-Himalayan trade was important and provided the livelihood for a significant group of aristocrats and traders among the upper castes.[38] For one century the government was centralized in Bhaktapur, but later it was divided into three semi-autonomous kingdoms, which were often involved in disputes with one another to the extent that the divisiveness became one of the most important factors that facilitated the conquest of the valley by the Gorkhas
The Shah period was initiated with the conquest of the valley by Prithvi Narayan Shah in 1769. The Gorkha Raja intelligently used the divisions among the Malla kings. To gain a strategical advantage he entered a pact with the Malla king of Bhaktapur against the Malla kings of Kathmandu and Patan. When he had conquered those two cities he then turned to defeat Bhaktapur as well. He also blocked the important trade route between India and Tibet , causing great difficulties for the general populace due to shortages and for the Newari upper classes whose wealth depended on the trans-Himalayan trade. The situation became so bad that it is said that the traders and the aristocratic castes finally supported Prithvi Narayan Shah in order to bring an end to the war and the blockade.
The early Shah period ended when the Prime Minister Jung Bahadur usurped the executive power in 1846. This initiated a century of autocratic rule. Following the rule of Jung Bahadur the Prime Ministers’ office (Rana) was kept within the bounds of one (Chetri) family. The Rana regime has been much criticized because the Rana families used the state revenue as private income, largely wasting it on conspicuous consumption; they allied their regime with the British rulers in India, thus supporting colonial rule; large harems were kept; there was extreme Hindu-orthodoxy at the expense of other religions; Nepal was closed off from the rest of the world; and development which they thought could endanger their rule was intentionally prevented. The Ranas were ousted in 1950 in a revolution in favour of the King who nominally had remained head of state.[40] The Rana period strengthened the Hindu current in Newari society and the tendency to emulate high caste (Parbatya) models for social behaviour, while it suppressed Buddhism.
The revolution of 1950, in which the Newars took part by closing their shops and going out into the streets, was followed by a restoration of the Shah dynasty. Initially, there was an experiment with multiparty parliamentarism, but in 1959 it was replaced by the unitarian Panchayat democracy, a system of directly elected councils in several tiers. Thus, there are village panchayats, district panchayats, zone panchayats, and a national panchayat. There are also class organizations for labourers, children, students, ex-servicemen, women, farmers, and youth.The Panchayat system has allowed many Newars to be elected to public offices. The end of the Rana rule also meant that the country was opened to foreigners, and a road was built to India . Thus, new influences have affected the valley’s culture, mainly from India , but also from the Occident and Japan . For instance, the youth go to see many “Hindi” films, and the traditional womens’ dress, the parthasi, has largely been replaced by the Indian sari, while among young men blue jeans are greatly desired. And, Toyota taxis ply even the outlying villages in the valley.
The conquest of the valley, led by the Rajah of Gorkha, Prithvi Narayan Shah in l768, has had profound impact on the Newars. One result, which the Newars sometimes explicitly resent, is that they no longer are masters in their own house.Indeed, they barely constitute half the population of the valley. A second is that they, to a large extent, have become bilingual out of necessity and have taken an active part in the polity created in the late 18th century. Thereby, they have been greatly influenced by the high caste Parbatyas, who make up the politically dominant groups in modern Nepal . In spite of the resentment the Newars have felt at times, they have adapted rather well to the new political and economic situation. Newars provide a large portion of the civil servants and often reach very high positions in the Nepalese administration. Indeed, the Shah dynasty has oftentimes recruited its closest advisors from the higher echelons of the Shrestha caste, whose ranks previously, during the Malla reign, had provided the Newari kings with the same services. Nowadays, Newars are often found as ministers, etc. The creation of modern Nepal has also allowed Newars to migrate to new areas, and one presently finds many Newar communities outside the valley. A number of the better known are Palpa, Tansen, Baglung, and the old bazaar in Pokhara. However, some of these settlements may have been established before the conquest. The migrants have largely claimed to have Shrestha caste status, regardless of their ancestral caste. They have also intermarried with other castes and sometimes forgotten their mother language, becoming speakers of Nepali, and thus contributing to what has been called the “Nepalization” of the country. Living outside the valley they have become merchants, traders, and civil servants and have rarely taken to farming. These migrants have to a large extent lost their ancestral culture, the social order prevailing among the Newars in the Kathmandu Valley .
The Newars can be regarded as a resultant of intersecting influences at the Indo-Tibetan interface, both culturally and physically. Culturally, the dominant influences have come from India ; the aristocracies have often traced their origins to India , where the caste system originated as well. One has also tended to regard Sanskrit as the most profound of languages, as the medium of religious and philosophical truth. This Hindu influence has steadily increased and continues to do so, as knowledge of the national language Nepali becomes more widespread through education and broadcasting. However, there are cultural traits among the Newars that are also found among other Tibeto-Burmese people: e.g., linguistic similarities, the comparatively higher social position of the Newar women, and the comparatively lenient view of divorce.
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